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Advisor exodus from beleaguered firm shows no sign of abating in 2018
June 13
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While a search is underway to replace Howard Plotkin, his duties are being handled by global Chief Compliance Officer David Lang.
June 12
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The firm says it’s working to increase the number of women in leadership positions.
June 7
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Michael O’Keeffe has been with the firm since 2013, having previously worked at Merrill Lynch.
June 5
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The acquisition will expand the Milwaukee-based firm's presence in the Northeast.
June 5
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Hilliard Lyons, not traditionally known for big recruiting pushes, is expanding.
June 4
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Ex-employee charges that African-Americans are denied opportunities at the brokerage giant in a climate of institutional discrimination.
June 4
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Wells Fargo’s advisor headcount continues to fall in the second quarter.
June 1
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Advisors say they are becoming more dissatisfied with the way wirehouses are managed.
June 1
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Having already recruited 32 brokers in the first quarter, Janney Montgomery Scott is now adding a few more advisors to its ranks.
May 31
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Most of the new hires came from Wells Fargo, which has suffered from advisor attrition over the past year.
May 30
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The wirehouse has lost a steady stream of brokers over the past year and a half.
May 29
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The regional firm's latest hires include several veteran financial advisors.
May 29
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The regional broker-dealer posted record revenue for the eighth year in a row.
May 25
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The regulator will save members tens of millions of dollars by helping them verify advisors’ Form U4 financial disclosures, Robert Cook says.
May 22
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Wells Fargo was among biggest losers as advisors jumped to other firms.
May 22
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It's the latest hire for the regional firm, which is on a recruiting hot streak.
May 16
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The moves come as the employee-owned firm posted record revenues.
May 14
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Chris Fils was once one of the wirehouse's youngest branch managers.
May 9
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The firm grew to nearly 16,000 advisors from 9,000 under retiring leader Jim Weddle.
May 9
