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The Schwab U.S. TIPS ETF raked in more than $636 million in one day, the most ever for the fund.
May 31
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Miguel Ballestas was discharged from the firm after allegations of insider trading.
May 4
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The funds paid for multiple vehicles, bedroom furniture and debts at casinos, prosecutors say.
April 27
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An unregistered advisor with little investing experience raised $1.4 million from family and friends and then squandered the money on bad investments, federal prosecutors say.
April 20
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The claim alleged negligence, fraud and misrepresentation, according to the regulator.
April 16
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The bank sometimes ignored the advice of its own diligence vendors in packaging and selling loans.
March 21
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The offerings saw decent demand, given the market is facing a deluge of sales following the recent U.S. debt ceiling suspension.
February 21
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The RIA rep fabricated account statements and used forged letterheads as part of the deception, investigators say.
August 23
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The firm built a product to match the current moment, which is political, says CEO Hardeep Walia.
March 8
