Technology
Technology
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The government called the companies’ decision to halt their combination “a victory for American consumers and small businesses.”
January 13 -
Clients have gotten used to less in-person interaction and have reshaped their expectations and behavior accordingly, says Broadridge's Fred Duden.
January 13 -
Technology can make end-of-year client communications more interactive and engaging.
January 12 -
Attorneys, compliance experts and marketers weigh in on the regulator’s first update to advertising compliance in decades.
December 24 -
The “commission free” trading app did not disclose that it collects payment from market makers in exchange for executing trades, according to the lawsuit.
December 24 -
Without market-leading, high-yield savings accounts, cash management at Betterment and Wealthfront isn’t as attractive as it was in 2019.
December 23 -
Join Jim McKelvey, co-founder of Square as he offers his insights into where the Fintech industry is headed next year. Will a Biden administration insist on greater regulation? What will happen in the cryptocurrency markets? What will be the big IPOs in the sector? Will GooglePlex make a big splash? What new technologies or applications should we be expecting?
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The popular trading app omitted information about its payment for order flow practice, the regulator says.
December 17 -
The state’s securities regulator claims the popular app uses “gamification” to manipulate customers and fails to prevent frequent outages on its trading platform, among other misconduct.
December 16 -
With 350 firms on its client roster, the acquisition of Flourish gives the insurer a springboard into the independent advisor market.
December 16 -
Funding is getting tighter as advisors look towards marketing automation as an engine for growth.
December 9 -
Angry investors excoriated the companies on Twitter for cutting them off from the markets.
December 7 -
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The firm’s investment management division is bringing 55ip under its roof just two months since launching a partnership with the fintech firm.
December 4 -
Orion, Riskalyze and AdvisorPeak hope to offer a replacement to TradeWarrior, which will close on Dec. 31.
December 2 -
As it does with savings, the app's algorithm calculates how much users can siphon off their earnings into retirement without missing the funds.
December 2 -
Far from commoditized, digital advisors' performance varies widely, according to new research.
November 23 -
Investing in virtual tools is a must but planners must also seize this moment to expand practices and deepen existing relationships, writes Broadridge Financial's Michael Alexander.
November 18 -
Firms have only six weeks to find a replacement technology platform.
November 18

















