The government called the companies’ decision to halt their combination “a victory for American consumers and small businesses.”

Clients have gotten used to less in-person interaction and have reshaped their expectations and behavior accordingly, says Broadridge's Fred Duden.

Technology can make end-of-year client communications more interactive and engaging.

Attorneys, compliance experts and marketers weigh in on the regulator’s first update to advertising compliance in decades.

The “commission free” trading app did not disclose that it collects payment from market makers in exchange for executing trades, according to the lawsuit.

Without market-leading, high-yield savings accounts, cash management at Betterment and Wealthfront isn’t as attractive as it was in 2019.

Join Jim McKelvey, co-founder of Square as he offers his insights into where the Fintech industry is headed next year. Will a Biden administration insist on greater regulation? What will happen in the cryptocurrency markets? What will be the big IPOs in the sector? Will GooglePlex make a big splash? What new technologies or applications should we be expecting?

The popular trading app omitted information about its payment for order flow practice, the regulator says.

The state’s securities regulator claims the popular app uses “gamification” to manipulate customers and fails to prevent frequent outages on its trading platform, among other misconduct.

With 350 firms on its client roster, the acquisition of Flourish gives the insurer a springboard into the independent advisor market.

Funding is getting tighter as advisors look towards marketing automation as an engine for growth.

Angry investors excoriated the companies on Twitter for cutting them off from the markets.

The firm’s investment management division is bringing 55ip under its roof just two months since launching a partnership with the fintech firm.

Orion, Riskalyze and AdvisorPeak hope to offer a replacement to TradeWarrior, which will close on Dec. 31.

As it does with savings, the app's algorithm calculates how much users can siphon off their earnings into retirement without missing the funds.

Far from commoditized, digital advisors' performance varies widely, according to new research.

Investing in virtual tools is a must but planners must also seize this moment to expand practices and deepen existing relationships, writes Broadridge Financial's Michael Alexander.

Firms have only six weeks to find a replacement technology platform.