“Platforms like this you would typically see at the larger broker-dealers and maybe the wirehouses,” says Gary Gallagher, the firm’s head of investment and managed solutions.

A former chief information officer of PR firm Cision will take over as CTO following Scott Grinis’s retirement.

Funding for wealthtech is also picking up, with firms attracting $1.5 billion across 62 deals in the third quarter.

From the fate of Veo One to account openings, here’s what Schwab’s leaders had to say.

Necessity, and a connection to holistic advice, has been the mother of new revenue streams, new clients and new offerings.

The firm will use its warchest to expand its technology stack and make acquisitions.

The nation’s largest IBD made its first tech deal this year for a firm that has $120 billion in assets on its platform.

Refinitv’s Workspace will power the wirehouse’s investment research and risk assessment capabilities.

"We’re not just software,” CEO Ed O’Brien says. “We’re here to help advisors be better planners.”

New ownership of the popular platform could open the door for new tech leadership, but don’t count Schwab out yet.

The fintech plans to build out cash, checking, insurance and mortgage products.

Estimates for the deal between the analytics platform and private equity firm LLR Partners go as high as $270 million.

“If insurance and annuities had always been commission free, RIAs would be power users,” says David Lau, CEO of DPL Financial which is partnering with SS&C Advent.

The regulator found that the financial services company failed to take precautions in disposing of hardware that contained sensitive customer information.

Like other firms, the bank's asset management unit has turned to an outside partner, 55ip, to give RIAs a tax-smart way to transfer assets into model portfolios.

The decade’s top-performers have produced returns of more than four-times their industry peers this year.

Charles Schwab is in early stages of its plans for the future of TD Ameritrade’s advisor division.

The industry has long talked about embracing digital technology — but the time for talk may be over.