Wealth management

They say a prolonged period of volatility will require more creative solutions to find returns and stave off losses.

Of the record $900 billion poured into the U.S. ETF industry in 2021, roughly one-in-every-three dollars went to Vanguard’s products. So far this year it’s more than one in two.

A judge’s decision puts new pressure on the brokerage industry watchdog and the SEC.

Revenue sharing, wrap accounts and advisor compensation are at the core of the case filed this week in federal court.

Heather von Zuben is one of a small number of Latina executives on Wall Street.

Citigroup, whose U.S. wealth management business oversees about $181 billion in client assets, created a new business to sell products through independent advisors as CEO Jane Fraser maps a path to managing more money for wealthy individuals.

From ultrarich to moderately wealthy, investors looking for outsized gains are being told to buy into the professional funds. There are risks.

There are now 17 participating schools to bring the program to students in more parts of the country.

Moscow's invasion of Ukraine is severely denting the fortunes of oligarchs at home and abroad.

Across the country, banks of all sizes are investing in the wealth business as a way to deepen customer relationships, capture recurring revenues and tap into a massive transfer of wealth from baby boomers to Generation X and millennials. A lot of money is up for grabs, but maybe not enough to go around.

The grandsons lost a bid to force Beverley Schottenstein to negotiate a FINRA award in her favor.

The narrative that you can bootstrap your way to wealth is seriously flawed.

Throughout Black History Month, Financial Planning has covered how the industry continues to confront its diversity issues while acknowledging all of the work that still needs to be done.

The CFA Institute has created a voluntary Diversity, Equity and Inclusion Code for the Investment Profession in the United States and Canada as financial firms wrestle with expanding a more diverse workforce.

But a recruiting expert says advisor independence comes with its own set of challenges.

A trio of advisors dropped Wells Fargo as practices choose between staying with wirehouses or joining the RIA movement.

Large pockets of the financial planning and wealth management industries have gone back to “business as usual” post-George Floyd.

A new study finds that race did not play a significant role in how much consumers trust advisors. But gender was a different story.

A new BNY Mellon survey predicts that even if the returns are lower, the next generation will be more focused on ESG issues, decentralized finance and cryptocurrencies

Eight RIA acquisitions and two minority investments added $49 billion in client assets to the Toronto-based firm’s U.S. platform in Q4.