Wealth management

Be aware of changes to retirement savings plans and alimony. Here’s what clients and advisors need to know.

The right strategy can help minimize their future estate taxes.

If you’re reinventing the wheel with every single task, you are forgoing all the benefits that technology was intended to provide.

Advisors have gotten caught in the crossfire: politicians have errantly assumed that 100% of advisory firm earnings are wage compensation .

The five consultants spent a combined 55 years at the No. 1 IBD, and they set up shop near two of its main corporate offices.

LPL's acquisition of National Planning Holdings' assets alone resulted in 10 moves of $744 million or more of clients assets.

How tomes of years past contain keys to succeeding in today's world of low fees and increased M&A.

Clients ask: "Will I run out of money?" Here’s how planners can confidently tell them "no." Like every approach, however, there are a few drawbacks.

The robo advisor is relying on behavioral insights to develop more personalized offerings as advice like Amazon's Alexa seeps into wealth management.

Existing clients and contacts can activate a fire hose of new revenue, so why do advisors shy away from the practice?

Firms with over $250 million in AUM are unbundling more service offerings, a new study shows.

The broker engaged the client in 11 private securities transactions involving private equity and debt securities in companies spanning a wide variety of industries, FINRA alleged.

Exclusive: The No. 4 IBD unveiled a new bank-based team even as its competitor began revealing its retained firms under the acquisition.

Brash and bumbling? Or genuinely caring? Truth and fiction are blurred in depictions of planners in movies and TV shows.

“Ozark,” “Ballers,” “The Wolf of Wall Street” and “Trading Places” are fun to watch, but they bear nearly no resemblance to the day-to-day work of financial advisors.

The seven new hires joined both the independent and employee channels.

A relatively new approach for measuring savers’ progress toward goals is gaining steam, but it’s not without its imperfections.

Comparing trading prices alone may not be enough.

Lagging rival broker dealers, the firm recruited the president of RIA firm Priority Financial Group to lead the financial institutions division.

Some brokerage firms are concerned that the tax overhaul could spur their employee advisors to set up their own shops or switch firms to lower their tax bills.