Wealth management

Garcia will take on the task of extending the banking giant's reach in Miami.

As thousands of advisors prepare to join the Schwab family in a month's time, insiders are weighing in on what it means for the industry.

The veteran fintech expert goes deep on everything from tech spending to the Schwab-TD Ameritrade Merger on this week's FP Pod.

Prudential is partnering with the American College of Financial Services to educate Black individuals on financial wellness.

The move comes amid predictions that clients will increasingly base wealth management decisions on online testimonials and ratings.

Lisa Opoku follows Julian Salisbury out the door of the Wall Street stalwart.

The independent RIA looks to the Wall Street stalwart for its expertise in alternative investments.

The deal will preserve independence in the face of competitive pressures, the outgoing CEO of Sentinus said in an interview.

Millennials facing middle age are remapping the trading landscape, but don't count out web-based apps just yet.

The marketing tech firm is teaming up with a crew of remote video pros to help advisors make videos worth clicking.

A New York woman says she can move out of her parents' place or pay off her loans — but not both. Is there a way out?

A prominent compliance consultant lists the top reasons firms turn to outside experts for regulatory assistance.

Republicans on the Financial Services Committee advanced four bills related to investing policy, even as some question the potential impact of their efforts.

The change follows multiple reorganizations of the Wall Street giant's asset management division.

The author learned fast that running an OSJ has little overlap with operating a fully independent, multicustodial firm.

The strong market thus far in 2023 has some concerned about a possible sell off.

In an industry where women are still heavily underrepresented, here's what firms can do to attract and retain female talent.

Even though shareholders gave their proposals less support in 2023, adherents point out that they withdrew many of them after firms agreed to make changes.

From baseball cards to decoy ducks — how to protect your clients' alternative investments

Plus, portfolio construction upgrades from iCapital, an AI advisor platform from Savvy and two new leaders at eMoney.