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With these latest additions, the regional firm furthers its Southeast expansion.
August 21
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The new hires are the latest recruits to join the regional firm.
August 17
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Smaller brokerages are benefiting in big ways from cutbacks at three of the four largest firms.
August 17
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Phil Shaffer says changes in the business necessitated a career change if he was to maintain an edge in serving clients.
August 16
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The broker claims in filings that he was harassed by the bank, culminating in his firing in February of last year.
August 16
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Two of the groups joined the regional firm from Morgan Stanley.
August 14
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Dan Rothenberg of UBS says it's given his team an "easier hurdle to be beat rather than a benchmark."
August 14
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"You know the industry that we're in, it's very much word-of-mouth," says Morgan Stanley's Fulvio Urbinati.
August 11
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The Northeast prevails, but there's a surprise in the rankings revealed by this interactive infographic.
August 10
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Merrill Lynch's Dane Runia says he avoids outsourcing too much.
August 10
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Many advisors in branches today "don't want to ride the circuit and go to three other branches and have smaller-dollar clients," says industry observer.
August 9
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Recognize that you can't do it all by yourself, says Morgan Stanley's Mihir Patel.
August 9
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In addition to redesigning its business lines, the $48 billion firm is considering a robo, the president of its broker-dealer said.
August 8
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"At least 50% of our assets are three generations or more," explains Bob White of HighTower.
August 8
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Raymond James grabbed five multi-million teams in a month. Other firms to see big transitions include Wells Fargo and Ameriprise.
August 7
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"I probably spent the first three years in the business not opening my mouth with clients and just learning from him," says J.R. Gondeck of HighTower.
August 7
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The move marks the second wirehouse poach for the firm in as many months.
August 4
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Two factors drove Morgan Stanley's Nick Kavallieratos to the top of On Wall Street's 40 Under 40 list earlier this this year.
August 4
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The advisors come from a firm reported to manage over $5 billion in assets.
August 3
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A judge issued a ruling after intensely scrutinizing advisors' emails and text messages to clients.
August 3
