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The board left his salary unchanged at $1.5 million and he received no cash bonus, a person with knowledge of the decisions said.
February 18 -
Two former UBS advisors with over $120 million in client assets have signed on with Aegis Capital Group, an independent broker-dealer and RIA.
February 18 -
Regional broker-dealer Wunderlich Securities recruited two wirehouse advisors.
February 17 -
Branch closings draw big headlines, but several large banks are entering new markets or bulking up in underrepresented cities by adding branches and hiring lenders. Bank of America, for instance, is planning a retail push in Denver and Minneapolis.
February 17 -
Advisors generating $5.8 million in annual revenue left Morgan Stanley for Merrill. The team is led by the No. 7 advisor on On Wall Street's Top 40 Under 40 ranking.
February 11
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The firm has made lending and deposits a greater part of its strategy as it seeks to generate more revenue from brokerage clients.
February 11 -
Morgan Stanley lost an advisor producing $883,200 in annual revenue to Merrill Lynch.
February 10
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Quarterly profits were down 15% year-over-year due to higher expenses at the firm's U.S. wealth management unit.
February 10
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Following the success of her latest album and landing three Grammy nominations this year, the megastar's net worth is in the untold millions. With a Merrill Lynch advisor for a father, it begs the question: who is advising the pop star?
February 9
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Two veteran wirehouse advisors joined regional broker-dealer Wunderlich.
February 6 -
Merrill Lynch wants to position its wealth managers to better help their clients navigate the hurdles of old age.
February 5 -
Two UBS advisors managing $170 million in assets joined Baird.
February 5 -
These firms have made advisor-friendly cultures a crucial part of their success in both retaining advisors and recruiting new ones.
February 5
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A Morgan Stanley advisor left the firm to join HighTower.
February 2
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Recruiters see a banner year for advisor moves, likening the landscape to a seller's market.
February 1 -
Recruiting activity will intensify as seven-year contracts begin to expire. Is now the time to cut a deal? Headhunters weigh in.
February 1 -
Raymond James & Associates recruited advisors from Oppenheimer & Co. and Wells Fargo Advisors, each with close to $1 million in revenue.
January 27 -
The claim represents more than half the awards handed out by the regulator against advisors so far this month.
January 27
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Two wirehouse advisors generating $1.3 million in annual revenues joined RBC Wealth Management.
January 27 -
The regional broker-dealer lands three new recruits for its employee channel, including one who managed more than $100 million AUM.
January 26
