Workforce management
Workforce management
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The moves reflect a wild week of First Republic advisors rushing to firms including JPMC, Morgan Stanley and UBS following their employer's calamitous earnings call Monday.
April 28 -
Despite a nearly flat advisor headcount, interest income and fees lifted the regional brokerage's results, and the wealth business still added $21.5 billion of net new assets.
April 27 -
Randall Kiefner's arrest on 21 counts comes amid an ongoing fight over payments from a previous FINRA arbitration award
April 26 -
The firm also sees additional recruiting opportunities at banks and other financial institutions after attracting Comerica Bank's wealth program last month.
April 26 -
Along with co-founder Daniel Guillen, the 30-year veteran of the profession is building a firm that he says has given him his "second wind" for the future.
April 25 -
The bank said the advisors and associates who left had managed under 20% of wealth management assets, as of the end of the first quarter.
April 24 -
The regional firm, whose parent is the 10th largest bank in the world by market capitalization, is eager to pitch top advisors seeking stability. At the same time, it's ramping up a major branding campaign with Major League Soccer and Apple to woo next-generation clients.
April 20 -
CG Advisor Network leaves Geneos Wealth and changes its primary custodian from Schwab's TD Ameritrade.
April 18 -
The firm followed rival wirehouses that no longer share their exact number of brokers, which is a critical metric for industry recruiting trends.
April 17 -
The megabank had another productive recruiting quarter in its wealth units, as it reported record first-quarter revenue Friday.
April 14 -
The firm could be roasted on the coals of its own publicly shared goals for increased hiring and support for diverse advisors, as well as its internal data that allegedly tracks related metrics.
April 13 -
Startups were left reeling after SVB's failure. But there are challenges to serving young companies.
April 13 -
CEO Jamie Price's team is considering a range of potential strategies that could represent significant changes to the private equity-backed firm.
April 12 -
The line between independent firms and wirehouses is beginning to blur, causing advisors to rethink their options, writes recruiter Louis Diamond.
April 10 -
The move comes as First Republic's struggles in the banking crisis have driven many high-profile advisors to leave, creating an opening for others to poach.
April 10 -
Even though there's not a way to predict who might face the next wave of layoffs, advisors can help clients prepare their finances.
April 10 -
CEO Greg Fleming's team secured more than $600 million in capital that brings together two of North America's influential financial families.
April 4 -
Wealth managers are increasingly pledging to address diversity, equity and inclusion in their businesses.
April 4 -
It wouldn't be easy for elite advisors at the bank to leave, for reasons ranging from loyalty to deferred compensation. But as spooked clients demand stability, some competitors see a rare opening to recruit.
March 29 -
The advisors left a firm called Regulus and aligned with AdvisorNet Financial as they seek to build a larger base of individual wealth and planning clients.
March 29



















