-
The move continues the wirehouse's transformation under Tom Naratil, president of UBS Wealth Management Americas.
October 17 -
The firm's advisor ranks increased slightly during the third quarter, ending three consecutive periods of decline.
October 13 -
The regional firm, which has been a recruiting tear, pulled its newest hires from Morgan Stanley and Wells Fargo.
October 13 -
The wirehouse picked up two veteran advisors, each with more than 20 years of industry experience.
October 12 -
Advisor Kevin Keith pointed to HighTower’s technological capabilities and a fiduciary culture in his decision to leave the wirehouse.
October 11 -
The recruits are a boost to the growing regional firm's footprint.
October 10 -
Ex-Merrill Lynch brokers are joining the firm as it looks to grow in the Northeast.
October 10 -
An acquisition may pivot on making sure the RIA's nearly 200 advisors stick around after a deal closes.
October 10 -
As RIAs and regulations reshape the industry, the concern is real, a new Cerulli report says.
October 10 -
The change could alleviate firms’ recruiting worries that they must pay trainees to spend the first few months studying.
October 6 -
David Safarian is the latest wirehouse advisor to join the regional broker-dealer.
October 3 -
A segmented market is ready to embrace scale, says Raymond James president Bill Van Law.
October 2 -
The new hires join the wirehouse from rivals Morgan Stanley and Merrill Lynch.
September 29 -
The regional BD is on a recruiting roll, having poached two of the wirehouse’s teams this week.
September 28 -
The move is the fourth major recruiting announcement for the firm this month.
September 26 -
"This is a window for these regional firms to really explode," says Rob Blevins, a recruiter in Dublin, Ohio.
September 26 -
The husband-and-wife team say their new employer reminded them of their first firm, Smith Barney.
September 21 -
The advisor allegedly tried to help keep a penny stock's price above $2 per share, amassing nearly 630,000 shares himself.
September 20 -
The regional firm's new hires joined from FSC Securities, Morgan Stanley and Wells Fargo.
September 20 -
The advisors joined existing practices within the bank's independent broker-dealer arm.
September 20

















