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Most clients don’t give a hoot about fiduciary and best interest standards.
July 8Mark Elzweig Co. -
An advisor of 36 years, Jay Mastilak moved to Stifel from Wells Fargo.
July 3 -
The 18-month-old Sanctuary Wealth caters to breakaways but is also open to independent advisors as well, CEO Jim Dickson says.
July 1 -
The independent broker-dealer has seen significant growth in the last three years.
June 27 -
Craig Findley once helped oversee a 36-member team that managed more than $6 billion.
June 27 -
The team made the transition with Kestra Private Wealth Services.
June 26 -
Six months in, the wirehouse is taking an unusually hands-on approach in its first foray into the RIA space.
June 24 -
The St. Louis-based firm is looking to hire advisors from wirehouses, says head of recruitment John Pierce.
June 20 -
Sanctuary Wealth firms now have over $10 billion in client assets.
June 18 -
The recruits include a 37-year industry veteran who co-managed $240 million in client assets.
June 14