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Growing up in a house full of doctors, Mihir Patel was expected to follow in his family’s footsteps. He didn’t.
May 29 -
Fulvio Urbinati’s book of business includes clients in Chile and Peru, the U.S. and France.
May 28 -
The regional broker-dealer posted record revenue for the eighth year in a row.
May 25 -
After weathering the industry’s upheaval in the financial crisis, Adam Merino now co-leads a team serving about 35 ultrahigh-net worth families.
May 25 -
Nicole Christians joined Merrill Lynch as an intern and never looked back.
May 24 -
Keith Apton got his first taste for finance while still in college.
May 23 -
The trickle of brokers leaving wirehouses for greater independence is quietly becoming a flood.
May 22
Financial Planning -
A chance encounter in an elevator set Merrill Lynch advisor Adam Rosenfeld on a new path.
May 22 -
Wells Fargo was among biggest losers as advisors jumped to other firms.
May 22 -
Selling printer cartridges at age 16, Umesh Trikha took home more than just a paycheck.
May 21 -
More advisors can’t ignore the call to go independent.
May 17 -
“I believe in paying it forward in a multitude of ways,” Nick Kavallieratos says.
May 17 -
The advisor is the latest to join the high-end wealth manager.
May 14 -
The moves come as the employee-owned firm posted record revenues.
May 14 -
Scheduling freedom allows for more time with the kids, say those in the industry.
May 11 -
The 2004 industrywide accord is rocked by changes its founders did not foresee.
May 8 -
Christopher Davis oversaw more than 190 brokers operating from eight offices while at Wells Fargo, according to his new employer.
May 7 -
Headcount has dropped four out of the last five quarters as numerous scandals have hit the bank.
May 4 -
Miguel Ballestas was discharged from the firm after allegations of insider trading.
May 4 -
Our annual analysis of starting payouts for wirehouse, regional and national brokerage firms.
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