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A magistrate judge finds the clients' family failed to put forward 'legally sound' claims that JPMorgan breached any duties by putting an elderly couple into risky securities tied to oil and gas.
April 4 -
The lawyers representing the claimants in a recent FINRA arbitration case say they have scores of clients still seeking to secure pay they contend they're owed after departing for another firm.
April 3 -
The Wall Street giant is looking to fix its place in what's project to be a $10 trillion market by 2030.
March 21 -
Alison Nest says wealth managers can play a particularly useful role in helping investors navigate the intricacies of private equity, private credit and similar investments.
March 20 -
The award was the highest pro rata compensation for executives at the bank.
March 20 -
Paul Reilly is scheduled to hand the reins to his chief financial officer Paul Shoukry next year.
March 19 -
Jeff McMillan will be in charge of marshaling the firm's investments in artificial intelligence to drive efficiency.
March 15 -
UBS receives praise for diversification outside the U.S., particularly in Asia.
March 15 -
A pair of former wealth managers contend they were yelled at and suffered other retribution after raising concerns about sharing clients' information without their knowledge.
March 8 -
Wealth management is now one of five divisions in the firm's simplified organization.
March 6