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Wells Fargo’s advisor headcount continues to fall in the second quarter.
June 1 -
Craig Schmell says the firm terminated him because of alcohol and drug addiction issues he had 30 years ago.
June 1 -
Advisors say they are becoming more dissatisfied with the way wirehouses are managed.
June 1 -
Having already recruited 32 brokers in the first quarter, Janney Montgomery Scott is now adding a few more advisors to its ranks.
May 31 -
Attending to clients' non-financial needs helped propel Merrill Lynch advisor Dane Runia to No. 1 on the Top 40 Under 40 ranking.
May 31 -
Most of the new hires came from Wells Fargo, which has suffered from advisor attrition over the past year.
May 30 -
The group is the latest in a long string of wirehouse departures.
May 30 -
The wirehouse has lost a steady stream of brokers over the past year and a half.
May 29 -
The regional firm's latest hires include several veteran financial advisors.
May 29 -
By the end of June, the Raymond James-affiliated firm says it will surpass its new partner additions for all of 2017.
May 29 -
Growing up in a house full of doctors, Mihir Patel was expected to follow in his family’s footsteps. He didn’t.
May 29 -
Fulvio Urbinati’s book of business includes clients in Chile and Peru, the U.S. and France.
May 28 -
The regional broker-dealer posted record revenue for the eighth year in a row.
May 25 -
After weathering the industry’s upheaval in the financial crisis, Adam Merino now co-leads a team serving about 35 ultrahigh-net worth families.
May 25 -
Nicole Christians joined Merrill Lynch as an intern and never looked back.
May 24 -
Keith Apton got his first taste for finance while still in college.
May 23 -
The trickle of brokers leaving wirehouses for greater independence is quietly becoming a flood.
May 22
Financial Planning -
A chance encounter in an elevator set Merrill Lynch advisor Adam Rosenfeld on a new path.
May 22 -
Wells Fargo was among biggest losers as advisors jumped to other firms.
May 22 -
Selling printer cartridges at age 16, Umesh Trikha took home more than just a paycheck.
May 21


















