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The new hires join the wirehouse from rivals Morgan Stanley and Merrill Lynch.
September 29 -
The regional BD is on a recruiting roll, having poached two of the wirehouse’s teams this week.
September 28 -
The move is the fourth major recruiting announcement for the firm this month.
September 26 -
"This is a window for these regional firms to really explode," says Rob Blevins, a recruiter in Dublin, Ohio.
September 26 -
The husband-and-wife team say their new employer reminded them of their first firm, Smith Barney.
September 21 -
The advisor allegedly tried to help keep a penny stock's price above $2 per share, amassing nearly 630,000 shares himself.
September 20 -
The regional firm's new hires joined from FSC Securities, Morgan Stanley and Wells Fargo.
September 20 -
The advisors joined existing practices within the bank's independent broker-dealer arm.
September 20 -
A different regulatory landscape is encouraging brokers to reconsider their options.
September 19
Mark Elzweig Co. -
RBC has been on a recruiting tear, adding more advisors in the first half of 2017 than all of 2016.
September 18 -
The advisors join the regional BD’s offices in Chicago and Nashville, Tennessee.
September 18 -
The platform provider has added 12 firms to its roster so far this year.
September 12 -
The firm, which has faced racial discrimination allegations, is trying an alternative approach suggested by a professor at Harvard.
September 12 -
The regional BD's newest hire has more than three decades of industry experience.
September 8 -
One of the new hires cited the regional firm's financial planning expertise as a reason he made the move.
September 7 -
Regional brokerages and firms that assist breakaway advisors have been picking off top talent at the wirehouses.
September 5 -
One of the regional firm's new hires had a previous career as a minister in Louisiana.
September 5 -
The regional broker-dealer added four new advisors to the 32 recruits picked up this year alone.
September 5 -
The regional firm has been a recruiting tear, picking up a number of ex-wirehouse teams.
September 5 -
Aaron Parthemer misrepresented investments to his pro athlete clients, the regulator claims.
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