-
A Hilliard Lyons wealth manager goes the route of independence after spending than a decade in the employee channel.
August 7 -
A team managing over $200 million is the second move this month between the two wirehouses.
August 6 -
Wells Fargo adds three recruits, including one from Morgan Stanley, to grow its independent channel.
August 5 -
Since last month, Morgan Stanley has lost about a dozen advisors overseeing more than $1.6 billion in client assets to rival wirehouses and regional B-Ds.
August 3 -
Swiss firm recruits a three-advisor team with more than $400 million in assets after losing over a dozen advisors to rival wirehouses in July.
July 30 -
More defections hit the British bank's wealth management unit as it nears its deal to merge with Stifel.
July 29 -
Advisors keep slipping away from the regional brokerage while it waits to merge its operations with Stifel.
July 29 -
Three wirehouse advisors switch to the super regional's employee channel.
July 29 -
Merrill has lured away other big producers from rival wirehouses in recent months.
July 28 -
With the bank's deal to sell its wealth management business to Stifel still pending, many advisors have jumped to either rival wirehouses or launched their own independent practices.
July 27 -
UBS lost a two-decade veteran to rival Merrill Lynch.
July 24 -
A $1.6 million producer left J.P. Morgan to rejoin the Canadian bank's U.S. brokerage.
July 23 -
The wirehouse picked up three advisors from rivals Morgan Stanley and UBS.
July 21 -
Three recruits from the wirehouses join the hybrid RIA Washington Wealth.
July 21 -
A wealth manager with 39 years in the industry leaves the brokerage to join Noyes, a century-old wealth management firm and investment bank.
July 20 -
Even as a first step for clients seeking information on advisors, BrokerCheck is under scrutiny by advocacy groups.
July 16 -
Independent broker dealer Securities America picked up an independent RIA with $6.5 million in production from LPL.
July 14 -
LPL has brought six teams on board worth approximately $2.8 billion in combined client assets to its RIA platform since February.
July 14 -
The regional broker picked up a recruit from J.P. Morgan.
July 13 -
A five-member group leaves the wirehouse for the super regional's employee channel.
July 10