During Andy Kalbaugh’s tenure with the No. 1 IBD, its headcount grew by more than 50% to nearly 17,000 reps.
August 14
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CFP, PresidentHarris & Harris Wealth Management GroupAugust 6 -
Founder and CEOInterchange Capital PartnersAugust 4
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Retirement ConsultantCommonwealth Financial NetworkJuly 29
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Director of Advanced PlanningPrudential FinancialJuly 27
The Latest
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High unemployment, rising virus cases and the upcoming presidential election are causing clients to change their strategies, advisors say.August 14
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Innovator ETFs, an asset manager, will debut its so-called buffer funds at a time when Treasury yields are hovering near historic lows and duration risk climbs.August 14
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The executive shuffle at the company continues as Credit Suisse America’s Paula Dominick is hired to replace Mike Roemer as chief compliance officer. It also hired or promoted four line-of-business chief risk officers and an enterprise testing leader.August 13
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The U.S. Small Business Administration has posted rules about how businesses who have been turned down for forgiveness of their Paycheck Protection Program loans can appeal the decision.August 13
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The hires might be short-lived as job-cut moratoria end in the third and fourth quarters.August 13
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As consolidation reshapes the market, the custodian sees an opportunity to attract tech-forward and multi-custodial firms.August 13
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As a subscriber to Financial-Planning.com, you can earn up to 12 hours of CE credit from the CFP Board and the Investments & Wealth Institute.July 1
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As a subscriber to Financial-Planning.com, you can earn up to 12 hours of CE credit from the CFP Board and the Investments & Wealth Institute.June 1
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As a subscriber to Financial-Planning.com, you can earn up to 12 hours of CE credit from the CFP Board and the Investments & Wealth Institute.April 30
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As a subscriber to Financial-Planning.com, you can earn up to 12 hours of CE credit from the CFP Board and the Investments & Wealth Institute.March 31
Data, Research & Multimedia
If clients “looked just three months ago, these numbers would be glaringly different,” an expert says.
August 10
Here’s what leaders around the world say must be done.
August 7
Here's an at-a-glance guide to the candidates' positions on individual taxes.
August 5
The 20 top-performers have generated gains well over 50% in the first seven months of the year.
August 3
The independent broker-dealers big enough to serve the most financial advisors enjoy advantages but face distinct challenges.
July 31
Despite besting the broader market over the long-term, those at the top have underperformed in the first half of 2020.
July 27
The latest roundup of 32 IBD affiliation moves, M&A deals and expert studies reveals the mixed impact of the coronavirus.
July 24
“No one could have envisioned what this virus was going to do to the commercial real estate space,” an expert says.
July 22
Built on the most precise calculation engine in the financial planning market, NaviPlan® empowers firms to cater their services to any client, from simple goals-based assessments to advanced cash flow planning analysis.
The COVID-19 pandemic has infected the service’s annual list of top tax scams.
July 20
