SEC chairman promises action on fiduciary rule

Jay Clayton acknowledged in testimony on Capitol Hill that it's a “very complicated issue.”

Video ESG points to well-run companies

Investors may accept lower returns for responsible investments. But a trade-off isn’t necessary.

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Investments May 26
Voices Why smart beta may not be so smart

Whenever any investing style becomes too popular, future returns are likely to lag.

RIAs Allan S. Roth June 27
How to talk to clients about investing in real estate

The right strategies can make all the difference for advisers.

Real estate Charles Paikert June 27
With fees falling, how can ETFs stand out?

With expenses already so low, some question the sense of switching just to save two more basis points.

ETFs Bryan Borzykowski June 27

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Fiserv develops a robo adviser for the investing novice

Fintech startup GoldBean tapped by banking software firm to pair planning with financial literacy tools.

Robo-advisers Penny Crosman 19m ago

Robo-advisers Penny Crosman 19m ago
For many seniors, retirement gets more expensive if Senate’s health care bill is passed

Older Americans would be subject to an "age tax" under the Senate legislation designed to revamp the Affordable Care Act, says an expert with the AARP.

Retirement scan Editorial Staff 11h ago

Retirement scan Editorial Staff 11h ago
Article 5 tips – using social media to grow

How savvy advisors use social media for marketing using new tools to minimize compliance risks.

Financial planning June 1

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Financial planning June 1
Voices Why smart beta may not be so smart

Allan S. Roth
Founder Wealth Logic

Whenever any investing style becomes too popular, future returns are likely to lag.

RIAs June 27

RIAs June 27
$275M Ameriprise team bolts for LPL

The group joined an existing independent practice affiliated with LPL.

Recruiting Sarah Martinson June 27

Recruiting Sarah Martinson June 27
With fees falling, how can ETFs stand out?

Providers have been slashing fees. But with expenses already so low, some question the sense of switching just to save a few basis points.

ETFs Bryan Borzykowski June 27

ETFs Bryan Borzykowski June 27
Ex-Bridgewater quant says smart beta ETFs use factors all wrong

The issue comes to down whether the strategy is good at picking stocks primed to rise.

ETFs June 27

ETFs June 27

See all of The Latest

Voices

Why smart beta may not be so smart

Allan S. Roth
Founder
Wealth Logic

Whenever any investing style becomes too popular, future returns are likely to lag.

RIAs June 27
The downsides of many new ETFs

Allan S. Roth
Founder
Wealth Logic

Many new products are great for the industry and not so great for our clients.

ETFs June 26
CFP Board to remove Instagram post that drew outcry

Eleanor Blayney
CFP Board Consumer Advocate
CFP Board

After a social media quote provoked criticism, the special adviser on gender diversity replies.

Diversity and equality June 19

See all Voices

Data & Research

Airbnb? Charter schools? Unusual real estate strategies

Investing in property is fraught with risk, but advisers can help clients navigate a complicated and challenging market. Here’s how a few planners have done it.

FP50 2017: Which IBDs have the most women advisers?

None of the FP50 are close to equalizing their ranks of men and women.

Highest returns among funds with lowest standard deviations

For clients who crave consistency and aren’t trying to blow the doors off, these funds are worth a look.

Where do RIAs custody? You may be surprised.

Custodied assets from advisers are shifting in unexpected ways, as Financial Planning’s exclusive research shows.

The client segment expected to grow the fastest by 2021

Overall, the nation's wealthy are expected to add to their growing fortunes in the years ahead.

Biggest outflows year to date

Actively managed funds saw the majority of the largest outflows this year as investors flocked to less expensive passive alternatives.

FP50 2017: Which IBDs have the most client assets?

Although revenue fell for the FP50, most firms upped their AUM.

Fiduciary rule leads to costly changes, protests at 13 top firms

Wirehouses, broker-dealers and banks unveiled client-friendly policies while asking the agency for further delays.

Biggest fund flows year-to-date

Passive investments garnered most of the investor cash so far in 2017, but beyond that it was a wide net: S&P 500, small cap, emerging markets, fixed income — anything that could be structured as an ETF.

FP50 2017: Which IBDs have the biggest client accounts?

These firms reported the highest share of accounts topping $100,000.

Resources

Web Seminar Goals-based planning

Goals-based planning is a radical – even disruptive – approach to portfolio construction that is sweeping financial planning.

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Financial planning
Web Seminar Succession Planning: The right steps to ensure a successful hand off

The best time to start thinking about succession planning is the moment you launch your planning firm, experts say.

Sponsored by Citrix ShareFile

Succession planning
White Paper Lifestyle or enterprise business model?

Don't leave your choice to chance. Set a purposeful path for your firm’s future. Learn more from SEI's latest research report.

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Client relations June 26
White Paper Active, Passive or Both?

A strategy to help clients understand the benefits of using both.

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Client strategies June 6

See all Resources

Voices Why smart beta may not be so smart

How to talk to clients about investing in real estate

With fees falling, how can ETFs stand out?

The Latest

Fiserv develops a robo adviser for the investing novice

For many seniors, retirement gets more expensive if Senate’s health care bill is passed

Voices Why smart beta may not be so smart

Allan S. Roth

$275M Ameriprise team bolts for LPL

With fees falling, how can ETFs stand out?

Ex-Bridgewater quant says smart beta ETFs use factors all wrong

Voices

Why smart beta may not be so smart

Allan S. Roth

The downsides of many new ETFs

Allan S. Roth

CFP Board to remove Instagram post that drew outcry

Eleanor Blayney

Data & Research

Airbnb? Charter schools? Unusual real estate strategies

FP50 2017: Which IBDs have the most women advisers?

Highest returns among funds with lowest standard deviations

Where do RIAs custody? You may be surprised.

The client segment expected to grow the fastest by 2021

Biggest outflows year to date

FP50 2017: Which IBDs have the most client assets?

Fiduciary rule leads to costly changes, protests at 13 top firms

Biggest fund flows year-to-date

FP50 2017: Which IBDs have the biggest client accounts?

Bank Investment Consultant

On Wall Street

Reinvent Wealth

Resources

Web Seminar Succession Planning: The right steps to ensure a successful hand off

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