Practice

The new hire joins a fast-growing complex in Northern California.

A lawsuit will turn on whether UBS can demonstrate that Alexandra Van Meurs violated contract agreements when she and her team jumped to Morgan Stanley.

The list shows how firms of all sizes face a pivotal balancing act in seeking to recruit and retain advisors.

“They’re now realizing: Let’s actually get the contingency plan in place,” said Dominic Volek, head of sales at Henley & Partners, the world’s biggest citizenship and residency advisory firm.

The widespread popularity of the compensation descriptor, long ballyhooed by RIAs, ultimately proved problematic for the CFP Board which has updated its standards.

Northwestern Mutual’s practices raise difficult questions about the nature of retail advice just as wealth management faces greater scrutiny under new rules.

Wall Street criticizes rookie investors for driving up stock prices, but there is little evidence supporting the narrative.

After 30 years in the wirehouse world, we found an unlooked-for opportunity for our practice amid devastation.

Candidates will be allowed “two tissues” while testing at home and are advised to have bed linen handy.

“What this tool does uniquely is it takes the depersonalized delivery of benefits and really helps the individual determine how best to get the most out of their benefits,” says Voya’s Andrew Frend.