Alternative investments

Financial advisors can achieve up to 10.25% annual return, betting on recent college graduates who don’t want to damage their credit.

Alternative investments such as leveraged or inverse ETFs, complex exchange-traded products and options remain areas of concern to the regulator.

Despite earlier alerts and a wave of cases related to the LJM Preservation & Growth Fund, the regulator sees “continuing” deficiencies.

You can buy a share of Lamborghini now. Should you do it?

Once facing scrutiny for its relationship with a previous majority shareholder, the firm settled the regulator’s allegations about an issuer it called “Company A.”

The raise is a continuation of the $225 million round in January led by Apollo Global Management, Motive Partners and Franklin Templeton.

For advisors, cryptocurrency is increasingly too impactful to ignore as their clients — and not only millennials — are interested in the offerings.

Worden Capital’s barred CEO allegedly had an “oral agreement” with a private placement issuer that he didn’t disclose to the firm’s brokers or its clients.

The bank now expects $350 billion in organic traditional long-term net inflows from 2020 through 2024, up from a $250 billion target given to shareholders two years ago.

The trend shows no sign of slowing down in 2022, but not everyone is convinced the products are good for clients.

Technology gives investors more opportunity to diversify than ever, but experts worry about exotic strategies in IRAs.

A college professor and investment firm partner views real estate and venture funding as a crucial means of building generational wealth.

Money managers are hiking bets on the great inflation trade of 2021, as the biggest risk to price stability in more than a decade rocks corporate boardrooms and Wall Street trading floors.

The alternative investments company hopes to offer increased education and access to the sometimes controversial products.

Will the giant tax incentive thrive as a tool to defer, minimize and eliminate capital gains tax?

With $440 million in capital, the alternative investing company plans to expand internationally and make more acquisitions.

Thousands of clients paid sales charges that they wouldn’t have incurred had they held the pricey alternative products until maturity, according to FINRA.

FINRA arbitrators ordered the wealth manager and closed-end funds manager to pay damages as it resolves outstanding claims stemming from the island’s fiscal crisis.

More investors can now invest in private capital markets thanks to an SEC amendment that broadens criteria beyond wealth and income, writes Sophia Duffy.

Investors betting on a post-pandemic world are sending cash to riskier companies acutely sensitive to the economic cycle.