Andrew Welsch

Her fresh criticism comes after FINRA barred her former Morgan Stanley branch manager this week.

David Reiser spent 10 years at the wirehouse where he worked with ultrawealthy clients and families.

One JPMorgan client thought it was “odd and weird” that the advisor called during the Memorial Day holiday, on behalf of Merrill Lynch.

The firm has been rolling out a robust suite of new and upgraded technology tools.

After a busy month nabbing talent from Wells Fargo, Raymond James picks up a team from Stifel.

The move is an early indication of how firms may react to the demise of the Labor Department regulation.

The acquisition will expand the Milwaukee-based firm's presence in the Northeast.

A client's alleged complaint sparked a dispute between the wirehouse and its former advisors.

Craig Schmell says the firm terminated him because of alcohol and drug addiction issues he had 30 years ago.

Attending to clients' non-financial needs helped propel Merrill Lynch advisor Dane Runia to No. 1 on the Top 40 Under 40 ranking.

Dean Mustaphalli "deceived the clients that trusted him," New York Attorney General Barbara Underwood said.

Most of the new hires came from Wells Fargo, which has suffered from advisor attrition over the past year.

The wirehouse has lost a steady stream of brokers over the past year and a half.

The regional firm's latest hires include several veteran financial advisors.

Many planners see this exam as a must-have credential. Want to ace it? Have a plan.

Selling printer cartridges at age 16, Umesh Trikha took home more than just a paycheck.

It's the latest hire for the regional firm, which is on a recruiting hot streak.

The advisor is the latest to join the high-end wealth manager.

Kwame Brown has played for teams such as the Los Angeles Lakers and Washington Wizards.

The firm says former employee John Lockette agreed to have disputes heard in a private forum when he did not take advantage of an opt-out provision.