Andrew Welsch is a former managing editor of Financial Planning.
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The new recruits come from Morgan Stanley and UBS.
January 5 -
Planners say they are giving overseas markets a fresh look.
January 1 -
The Bogart Group was previously with RBC Wealth Management-U.S., managing client assets of more than $600 million.
December 29 -
The wirehouse recruited advisors from rivals Merrill Lynch and UBS.
December 19 -
Merrill's newest recruit managed more than $185 million in client assets while at UBS.
December 19 -
Regulators penalized both the independent and employee channels of Wells Fargo for failing to properly screen over 200,000 customer accounts.
December 18 -
Raymond James' independent broker dealer lured away two advisors producing $1.85 million from Morgan Stanley.
December 17 -
Wells Fargo Advisors is increasing several advisor bonus awards, while its core payout grid will remain unchanged next year.
December 17 -
An advisor joined BB&T Scott & Stringfellow to become the firm's latest wirehouse recruit.
December 16 -
Raymond James & Associates lured away a wirehouse team with $116 million in AUM.
December 16 -
The wirehouse named former football pro and advisor William Thomas to head the firm's San Francisco complex.
December 15 -
The National Adjudicatory Council upheld an earlier ruling finding Wedbush liable for failure to file accurate and on-time reports of customer complaints and broker registrations.
December 15 - PH
Big producers continued to strike out on their own in 2014. See the year's biggest breakaways.
December 15 -
A Wells Fargo team left the wirehouse to join Raymond James & Associates.
December 15 -
UBS advisors with growing practices may earn more money in 2015.
December 11 -
An advisor managing $181 million in assets left Morgan Stanley for the Swiss firm.
December 11 -
Merrill Lynch compensation remains mostly the same next year, with some tweaks to smaller accounts.
December 10 -
Lebenthal picked up an RIA that oversees $250 million in assets, as well as a team of two advisors in New York.
December 10 -
Mega teams spend months, sometimes years, in the effort to find a new home and transition their oversized books.
December 10 -
This year saw a number of mega teams with outsized AUMs switching firms. Here are the biggest recruiting moves of 2014.
December 9







