Andrew Welsch

Dean Mustaphalli "deceived the clients that trusted him," New York Attorney General Barbara Underwood said.

Most of the new hires came from Wells Fargo, which has suffered from advisor attrition over the past year.

The wirehouse has lost a steady stream of brokers over the past year and a half.

The regional firm's latest hires include several veteran financial advisors.

Many planners see this exam as a must-have credential. Want to ace it? Have a plan.

Selling printer cartridges at age 16, Umesh Trikha took home more than just a paycheck.

It's the latest hire for the regional firm, which is on a recruiting hot streak.

The advisor is the latest to join the high-end wealth manager.

Kwame Brown has played for teams such as the Los Angeles Lakers and Washington Wizards.

The firm says former employee John Lockette agreed to have disputes heard in a private forum when he did not take advantage of an opt-out provision.

The firm grew to nearly 16,000 advisors from 9,000 under retiring leader Jim Weddle.

The 2004 industrywide accord is rocked by changes its founders did not foresee.

Finding the talent for your practice might require you to step outside your comfort zone.

Jim Chahine spent the bulk of his 26-year career at Merrill Lynch and Credit Suisse.

Richard Frick had overseen the wirehouse's Philadelphia operations since 2011.

Our annual analysis of starting payouts for wirehouse, regional and national brokerage firms.

With the rescue attempt's failure, all eyes now turn to the SEC which is considering its own proposal for raising financial advisor standards of conduct.

Do you know a great branch manager? Now is the time to nominate these leaders for On Wall Street's Top Branch Manager Awards.

The team is the latest in a stream of advisors who are leaving the wirehouse for smaller rivals.

Our annual analysis of starting payouts for wirehouse, regional and national brokerage firms.