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“Especially in this time when we are thinking, ‘Is there going to be a shortage of opportunity,’ in comes this one. It’s put a lot of fire in me to learn as much as I can,” says new college graduate Kameron Kindle.
By Ann MarshJune 16 -
Hailing from Merrill Lynch, Edward Jones and Waddell & Reed, the advisors join as both employees and independents
By Ann MarshJune 10 -
An advisor whose family has been “irrevocably harmed by police brutality” calls on industry peers and their clients to spark positive change.
By Ann MarshJune 3 -
The change is one of several made to the board’s disciplinary reporting process following a report by an independent task force that found “systemic, long-standing, governance-level weaknesses.”
By Ann MarshMay 29 -
LPL advisor Kashif Ahmed tweeted his condition from the emergency room then focused on recovering, knowing his firm could run without him.
By Ann MarshMay 27 -
One defecting advisor says she was lured by better technology and because at her new employer, “It’s about the people and not just the numbers.”
By Ann MarshMay 21 -
“We didn’t need to physically travel to see that RBC was the ideal place to move our practice,” ex-UBS advisor says.
By Ann MarshMay 19 -
“I’d say independence is resonating with advisors now more than ever,” says recruiter Jodie Papike.
By Ann MarshMay 18 -
The firm has recruited at least 22 advisors this year who managed $3.3 billion in client assets.
By Ann MarshMay 12 -
“This virtual program will fill a major a hole left by internship cancellations,” says FPA President Martin Seay.
By Ann MarshMay 6