Ann Marsh

Firms must collaborate, rather than compete, to bring in more women and non-white advisors, says Cerulli Associates.

Edward E. Matthes allegedly renovated his home, paid child support and bought luxury items with client money.

The takeaway for other firms: Be explicit, clear and public about seeking women employees and creating a safe workplace for them.

As the firm struggles to find RIAs to buy, CEO Peter Mallouk explains how the Tony Robbins factor has driven growth.

With its appointment of Martine Lellis, one of the largest and most-acquisitive RIAs ups its leadership ranks to almost 40% women.

Advisors should be increasingly aware of how banks are shaping client expectations.

Supervisory failures at LPL Financial, J.P. Morgan Securities, Morgan Stanley, Merrill Lynch and Citigroup prevented assets from moving to beneficiaries on time.

“I want to give a huge thank you to my clients” for feeding local families, Keith Springer blogged the same day the SEC filed its complaint.

“There definitely will be people who don’t win in this,” says Altruist founder Jason Wenk.

Robo advice is “a feature, not a business,” one digital expert says