Chelsea Emery

Social Security numbers and portfolio information for some high-net-worth clients and advisors was provided inadvertently as part of a lawsuit.

Don’t underestimate how valuable your services can be when clients make property decisions.

Revenues have slumped, but what’s rising may be a better indicator of the years ahead.

Succession planning is easy to talk about. It’s much harder for planners to actually plan for.

As products and advice change, there’s one clear winner.

RIAs are exploring new ways of compensating their advisors, just in time.

The rule’s outlook seems uncertain, but a strong undercurrent is carrying the industry along.

Even as President Trump seeks a rollback of financial regulations, there’s little chance the rule will be paused — and an even slimmer chance it will be derailed, says TD Ameritrade Institutional’s Skip Schweiss.

Who’s responsible for a digital problem caused by a third-party program? Not the vendor.

For the first time since 2008, a commission will propose long-awaited changes to the Standards of Professional Conduct. Areas under review include code of ethics and planning practice standards.