Jessica Mathews

FINRA, Morningstar and Nasdaq have already migrated to the cloud. Should RIAs follow?

Advisors who once oversaw portfolios for clients anxious to save a dollar now work more frequently with investors saving to see the world.

Grandchildren won't be able to have their own accounts until they are earning their own income, but they can be named beneficiaries.

About 82% of financial advisors are already using financial planning software.

The firm’s new recruits include a 31-year Merrill Lynch veteran.

Advisory groups with over $500 million in client assets dominate the industry. Still, many choose to go it alone.

Investing in technology is an ongoing expense.

The New York-based firm has secured over $62 million in equity funding since its founding in 2014.

The regulator is going back to some of the firms that voluntarily settled, requesting information on revenue sharing.

Morgan Stanley was dragged into the family spat as father and children fought a tug-of-war over two accounts held at the firm.

The value custodians offer RIAs is not going away any time soon, but it is has changed.

Succession planning, reputation and technology proved to be important in the decision-making process for these advisors.

A financial advisor at another firm says he was promised a lower mortgage rate at Bank of America if he deposited money into his Merrill Edge account.

When Redtail Technology moved into its new building 18 months ago, CEO Brian McLaughlin ensured it had homey touches, like comfortable seating, a basketball court and slides.

The firm expects to add $10 million in revenue once the deal closes later this year.

The firm adds a second $1B RIA - and its family office.

Every advisor's route is different but one thing is certain — turbulence.

The hybrid digital advice firm is expanding its marketing department in an attempt to outpace its competitors.

Is the advisor suing his current employer — by accident?