Jessica Mathews

Although its fees are higher than other thematic offerings, similar products from Ark Investment Management have outpaced their peers. Plus; other launches.

The broker-dealer alleges Jason Kirkland violated company policy, used confidential information and broke his 12-month non-solicitation agreement, among other claims.

Its purchase includes the manager’s mutual fund and ETF businesses.

The company's head count has expanded by 43 advisors in the past year.

Deductions for alimony payments will no longer be available Dec. 31.

Working longer and delaying Social Security are some of the ways they can boost their savings after losing a large portion of retirement assets.

The wirehouse will take 3% — or up to $4,000 per month — of advisors' production in 2019.

There are at least 200 fewer products available since 2015. Some advisors haven’t noticed. But should they?

They’ve been waiting for things to get better — but they haven't.

The executive must attend to a close family member who has recently learned of significant health challenges, a spokeswoman says.

Advise them to review and adjust their budget and consider getting a side hustle, a study suggests.

Moving could eliminate their mortgage, reduce housing expenses and lower cost of living.

There were 53 new billionaires in the U.S. this year, and 14 of them were women.

Conventional wisdom says to wait as long as possible to claim retirement benefits, but there are exceptions to the rule.

The firm has streamlined its leadership structure and overhauled its marketing strategy.

A lawsuit filed by an ex-client was granted class action status after the firm failed to keep the dispute out of court.

Many of the new hires are A.G. Edwards veterans.

This quarter the firm brought on 14 new advisors, who advised more than $1.1 billion in client assets at their former firms.

In addition, the advisor technology company released three new features and updated its interface.

A Florida court will hear a client’s claim that the firm charges processing fees that had ranged as high as 10 times more than the stated purpose: transaction and clearing costs.