Michelle Zhou

How many women advisers work for the leading independent broker-dealers?

Clients are anticipating volatility and favoring defensive allocations no matter the outcome, say advisers who participated in a recent poll.

See which independent broker-dealers generated the most revenue from fee-based accounts.

The final installment of our annual listing, organized alphabetically.

The regional broker landed three recruits from First Allied Securities, Edward Jones and U.S. Bank.

The next installment of our annual listing, organized alphabetically.

Four elite advisers who left the independent channel to launch their own RIA deliver blow to Wells Fargo's target of a best-ever recruiting year.

The first installment of Financial Planning's listing of degree programs for prospective planners.

The adviser allegedly placed more than 700 trades over three years, giving the client "little to no possibility" for a profit, the regulator says.

Experts break down exit strategy options and what advisers should and shouldn't do.