Staff report

Gregory Estes was convicted by a jury in the state court of San Angelo, Texas, following "an intense eight-day trial," according to a local news report.

From top brokers and broker pay to succession planning, advising for Medicare, ChatGPT and our coverage of the independent space, these are the biggest stories FP published in the last year.

The Reverence Capital Partners-backed firm will add 1,450 financial advisors and $108 billion in client assets upon the expected close next year.

Organizational changes come amid the firm's growing wealth management ambitions.

The retirement-focused wealthtech formerly known as FeeX has more than quadrupled its revenue since its last fundraise announced in February 2022.

Christopher Turean admitted to moving money out of a customer's account to place bets on DraftKings and FanDuel.

Moore v. U.S. could "basically get rid of, I don't know, a third of the tax code," former House Speaker Paul Ryan has said.

The CAIS Alts Experience through BNY Mellon's Pershing builds upon existing integrations to remove transaction fees on participating funds through the CAIS Marketplace to BNY Mellon's Pershing clients

New feature aggregates and analyzes data in real-time to bolster the firm's quantitative investment methodologies while optimizing client outcomes.

An anonymous tipster helped the agency catch more than 100 high net worth individuals who paid a combined $71 million in previously avoided taxes.

The company's Market Pathway model portfolios were created to help younger investors begin relationships with financial advisors.

Arete Investments is a new cloud-based investor program fueled by partnerships with FusionIQ and DriveWealth

The Peter Mallouk-led firm isn't done adding to its arsenal in 2023.

Watch an on-demand discussion with Elements CEO Reese Harper on the importance and difficulty of assessing a client's financial well-being.

Mammini Company moves business specializing in working with unions and corporate retirement plans away from Lincoln Investment.

Munger, a famed investor who was the vice chairman of Berkshire Hathaway and Buffett's beloved sidekick, died at age 99 on Tuesday.

Peruse the lists that put wealth management in perspective, from our top 40 young brokers to the largest IBDs and RIAs in the country.

The Intelligent Advisor will offer wealth managers advice on how to get ahead in their careers.

Kenneth A. Welsh stands accused of taking money out of his clients' brokerage accounts to buy gold and other precious metals and pay down credit card debt.

The wealthtech firm joins forces with Empower to launch a new 401(k) solution for advisors called Envestnet Retire Complete.