Toby is a veteran journalist with more than a dozen years of experience in the field who joined Financial Planning in 2017 after prior tenures with the New York Daily News, Commercial Observer and City Limits. He earned an undergraduate degree in the humanities from the University of Texas at Austin and a master's degree in journalism from the Craig Newmark Graduate School of Journalism at the City University of New York. He has won a dozen business journalism awards during his time with Financial Planning, including those received for the 2020 podcast series "
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The six-member team serves ultrahigh-net-worth investors and families.
March 6 -
The high-net-worth practice makes 41 firms in the platform’s network — two times as many as competitor HighTower.
March 3 -
The transactions cost the client $575,000 in fees and lost dividend payments, according to FINRA.
March 1 -
The two advisers went indie with Focus Financial, one of the country's biggest RIA aggregators.
March 1 -
Wirehouse brokers and teams from Kestra and MSI Financial led the way in a flurry of hires.
February 28 -
The independent firm affiliated with Raymond James recruited six advisers for a new branch office.
February 24 -
“It starts out small,” the advisor told his compliance officer, authorities say. “You think you are going to pay it back.”
February 24 -
The platform provider added a breakaway RIA to score a victory in its battle with rival HighTower.
February 23 -
Over $1.7 billion per transaction changed hands in the fourth quarter, according to Charles Schwab.
February 23 -
The ultrahigh-net-worth unit hired a regional director from its parent firm to lead a new office.
February 21 -
The firm picked up one adviser each from Merrill Lynch and UBS.
February 17 -
Former head Mark Casady, new chief Dan Arnold and board member Marco Hellman each netted millions.
February 17 -
An adviser at the firm squandered the aging clients' retirement money on oil and gas investments and Puerto Rico bonds, their lawyer said.
February 16 -
The recruit joined the bank’s private wealth management division after 14 years with the wirehouse.
February 15 -
The private equity-backed buyer hopes to double its offices around the country in three years.
February 14 -
Greater transparency can help land prospects with the industry focused on the Department of Labor's fiduciary rule, experts say.
February 9 -
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The decision landed just hours after the Department of Labor asked for the decision to be postponed while it complies with a Trump order to review the regulation.
February 8 -
Most executives predict headcounts to go down over the next five years, a survey showed.
February 7 -
President Trump’s order sparked reactions all over his preferred social media platform.
February 3
