C-suite

Bailard appointed Sonya Thadhani Mughal under a succession plan and a series of moves unveiled by the wealth and fund company.

More than 100 business leaders joined an hour-long Zoom call to discuss new restrictions in Georgia, Texas and other states.

While it’s good that firms are addressing mental-health concerns, Marcus Ashworth writes that temporary fixes don't get to the nub of the culture problem.

It’s a move that combines two businesses providing products and services in high demand — investment returns and retirement income, the firms said.

While her predecessor led the organization through the 2008 financial crisis, Thasunda Brown Duckett is taking the top role at a time of different uncertainty.

The CEO of Chase Consumer Banking and a member of JPMorgan’s leadership team, Thasunda Brown Duckett has been tapped to replace Roger Ferguson as CEO of the retirement services provider.

The unit has $603 billion of assets under management and employs more than 450 investment professionals.

As wealth managers compete for advisors, the firm picked a former one to lead it.

Rae becomes one of the few women leaders in financial services.

This could be "could be much larger than we expect,” Zach Perret says.

Net interest income, the firm’s biggest source of revenue, sank 16% last year.

Strong 2020 returns have given a boost to the Swiss bank's new CEO, Ralph Hamers, whose start has been overshadowed by a Dutch probe into his role in a money laundering scandal at his former employer.

Morgan Stanley Chief Executive Officer James Gorman leaped past JPMorgan Chase’s Jamie Dimon as the best-paid CEO of a major U.S. bank.

Firms are bracing for tougher times in Washington, where Democrats skeptical of large financial-industry paychecks are ascendant.

The investment plays on a trend, “which is the blurring of the distinction between traditional insurance products and wealth management products.”

The firm’s chief executive began setting the stage last year when he broke the company’s three business lines into five.

Jon Stein was a pioneer of the robo advice industry, building a $25 billion firm over the past decade.

The firm has sought to broaden the range of clients it targets with its wealth-advisory services.

For its next leader, Ohio National turned to a veteran executive with prior experience leading its independent broker-dealer.

“Financial advisors typically don’t speak athletes’ language, so athletes and entertainers gravitate toward those people who do,” said former Chicago Bears defensive end Adewale Ogunleye.