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The adviser claimed she was unjustly fired from First Citizens Bank for allegedly making unauthorized bonus payments to her two sales assistants totaling $9,000.
June 6 -
The adviser, who has more than 30 years of industry experience, left to join Noyes.
June 6 -
The recruit had $1.8 million in annual production before making the move, the regional BD said.
June 2 -
Manhattan West Asset Management serves sports, music and entertainment clients, as well as pension funds.
June 2 -
The firm's newest recruit is a veteran broker from Morgan Stanley.
May 31 -
Two veteran advisers joined the independent firm, which is affiliated with Raymond James.
May 31 -
Yet that wasn't Merrill's only recruiting success, as the wirehouse also picked up a team overseeing more than $500 million in client assets.
May 26 -
The recruits moved to the firm from Morgan Stanley, Wells Fargo, Stifel and Voya.
May 25 -
These adviser bosses have qualities that help them grab top talent for their firms, says recruiter Mark Elzweig.
May 25Mark Elzweig Co. -
The recruits made the move between wirehouses with two client associates.
May 23