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The advisor, a former employee, has been soliciting more than two dozen clients at the bank, JPMorgan says.
April 11
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Bill Hamm’s Independent Financial Partners has grown more than fivefold in 10 years with the No. 1 IBD.
April 10
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Like other broker-dealers, the firm is far from achieving a ratio of 50/50 men-and-women planners.
April 10
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The firm was defined by a culture of “no, no, no,” a top headhunter says as part of On Wall Street’s annual recruiters roundtable.
April 9
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The $263 million practice’s new IBD reported record recruiting for 2017, helped in part by the movement of advisors following LPL’s massive acquisition.
April 9
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The new hires say they were drawn to the firm’s investment platform, product offerings and investment diversification.
April 4
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The Advisor Group IBD added three new teams, but state regulators required enhanced oversight of one new recruit.
April 4
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The newly independent advisors added a new team and are looking to bring on more practices.
April 2
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Dean Hoover is the latest advisor to join the Raymond James-affiliated independent firm.
April 2
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Planners are seeking the independence and support that they say they aren’t getting at wirehouses.
April 2
