Portfolio

The case, filed on behalf of an on-call branch office manager who works with advisers, follows similar retirement plan-related litigation recently filed against other firms, including Morgan Stanley.

Because of looming long-term risks, officials need to consider "trying to slowly normalize rates, because otherwise you contribute to excessive risk taking," says Allianz's chief economic adviser.

This in-house position helps one firm attract larger clients and build contractual relationships with descendants.

A long-awaited IPO comes with many questions.

The lawsuit highlights a friction that exists at financial-services firms that put employees into their own product.

At the end of this month, Real Estate will separate from Financials to become its own sector in the S&P 500.

The firm says it has put regulatory fines in its rearview mirror, has invested in tech upgrades and has devoted resources to helping advisers adapt to the DoL fiduciary rule.

In about 30% of large companies, seniors can opt to work part-time or engage in job sharing with co-workers.

Plus, Benjamin F. Edwards and Ameriprise each add recruits with more than $600M in combined AUM, and Morgan loses a $500M group.

How many women advisers work for the leading independent broker-dealers?