Practice

"We're offering the same if not better-quality products at a highly reduced fee," said Eileen Duff, head of distribution at iCapital Network.

SunTrust Investment Services collected more than $1.1 million in avoidable 12b-1 mutual fund fees from more than 4,500 accounts, the SEC charged.

Are HSAs here to stay? One advisor’s prediction.

It can be expensive and time consuming. Is it worth it?

Clients in their 30s offer long-term value and are cheap to acquire. But they can be time consuming, interacting almost 15 times a year on average with their advisors.

Why gaining short-term bond exposure through mutual funds isn’t a smart bet.

“We’ve been very focused on opening every drawer and turning over every rock in the company,” CEO Tim Sloan said.

Advisors are in trouble if they neglect a client’s health needs.

Details matter, explains an expert, like where their boat is docked.

When the current bull market fever subsides (or crashes), dividend investing will regain some of its lost appeal, writes an expert.