Practice

The Swiss firm picked up a team that oversaw approximately $900 million in client assets.

The broker, who had been with the bank for 21 years, went independent with backing from Dynasty Financial Partners.

The new hire will oversee the private banking and investment management services Umpqua offers to the high-net-worth.

These firms reported the highest share of accounts topping $100,000.

"They like what we do. They like the capabilities. They like the technology we have," he said of the clients drawn to the bank's wealth management platform.

He confessed months after he was caught with 136 pounds of marijuana, investigators say.

The new offering is intended to offer passive index and ETFs that track markets as well as active.

Retirees are automatically enrolled in Medicare by the time they reach 65 if they are already collecting their Social Security benefits.

The wirehouse announces another huge hire weeks after saying it would be cutting back on recruiting.

The broker breached two promissory notes, which had outstanding balances of $544,000 and $345,000, according to a FINRA arbitration ruling.