Practice

It is a sensitive topic, especially for partners who have earned their appellation on the letterhead.

There's no point in waiting on new policy to initiate preparation that is protective and vital, no matter what the ultimate law may be.

Investors poured a combined $2.4 billion into the funds this year as a bet that firms will benefit from deregulation policies.

It's expected that some $300 million could pour into the new fund in its first week.

The transactions cost the client $575,000 in fees and lost dividend payments, according to FINRA.

85% of survey's respondents felt that lawmakers don't understand the difficulty they face when building a retirement nest egg.

An avid runner, adviser Melissa Sotudeh finds striking similarities between her passion and her practice.

The decision also affects David Carroll, who leads wealth and investment management, according to the firm.

The two advisers went indie with Focus Financial, one of the country's biggest RIA aggregators.

Take a look at some of the best comments from your industry peers on the fiduciary rule.