Practice

The more than 1,300 registered representatives and financial advisors at Ameritas Investment will now be able to breathe easy as they tweet.

Not knowing how to save for retirement is a problem that affects Americans at all income levels, including the highest, according to a new study.

Here is the three-part playbook to consult, as advisors and brokers get serious about communicating through social media.

A series of victories by Morgan Keegan & Co. is calling into question who can be considered a "customer" in securities arbitration cases.

A series of victories by Morgan Keegan & Co. is calling into question who can be considered a "customer" in securities arbitration cases.

Caribou Coffee Company, Inc. has selected Indianapolis, IN-based McCready and Keene, an actuarial and retirement benefits consulting firm, as the exclusive service provider for its 401(k) plan, which currently has 6,000 employees and more than $7.5 million in assets, which transferred on March 1.

Citi Private Bank has hired Robert “Todd” Martin from Wells Fargo to serve as managing director and ultra high net worth private banker in Houston.

Advisory firms should be aware of changes coming to all Facebook’s brand pages on March 30. New functionality should make the pages even more engaging.

The SEC's Office of Compliance Inspections and its Division of Enforcement are getting 'increasingly collaborative.' That may be turning routine exams into launchpads for enforcement actions.

Some seniors paid extra for riders that no longer applied because of their age, FINRA says.