Portfolio

Plus: A Morgan Stanley grab totals $410 milllion in combined AUM and more than 30 other job changes.

The amount a client gets back from the government can go right into an IRA for added benefits now and in the future. Plus, keep a parent's savings alive, even if they're not.

Silicon Valley-based Addepar says it is in talks with other wirehouses for use of its software, too.

Lately the results haven’t been keeping up with the enthusiasm.

Researchers suggest shifting away from total shareholder return as a method of ascertaining directors' performance.

Shannon Pike will concentrate on bridging adviser communities.

The wirehouse alleges two arbitrators failed to disclose key information about their professional and personal histories.

The regulator plans to ramp up scrutiny of bad brokers and electronic communications, among other new measures.

While quants represent just a fraction of BlackRock's assets under management, the losses are a setback for CEO Laurence D. Fink.

That's just one solution among several that will help prepare your firm for success now and in the future, columnist Bob Veres says.