Portfolio

The documents are good indicators of investors’ past behavior and probable future behavior.

Tell clients in this situation to make sure they know key dates and review their statements to confirm the amounts are accurate.

Here's what to watch for just before the counting of ballots begins.

The way a client invests has much more impact than they usually realize.

How some firms bypass traditional methods and offer points and rewards programs.

Key people should be focused on rainmaking, not endless other tasks.

This may be the largest financial transaction an adviser will handle.

This may be the largest financial transaction an adviser will handle.

While a federal court allowed the organization to file a brief saying it upheld fiduciary values, it should not be providing expert opinions, writes the founder of a fiduciary consulting firm.

Seven of largest asset managers reported a record $50 billion in combined outflows during the third quarter of 2016.