Portfolio

Investors paid 61 cents for every $100 managed in 2015, down from 64 cents in 2014 and and 73 cents five years ago.

"Direct-to-consumer is not our model," says Scott Curtis, president, Raymond James Financial Services.

Seeing "great bargains," advisors have been upping client allocations to equities.

FINRA scolded the firms for alleged operational systems, supervisory and recordkeeping deficiencies.

Smart-beta styles underlie about one in five ETFs globally with an estimated $400 billion under management, and if they plunged, millions of investors would be burned.

French serve as head of beta solutions, the money manager said in a statement.

Find out which of the largest brokerages were represented by the best bosses in wealth management.

An absence of pensions has prompted older workers to increase their working hours and stay longer in the workplace, a recent study finds; plus, how your clients can plan for retirement in their 50s.

When average performances are analyzed rather than just the top funds, a passive strategy prevailed over the past five years.

Leading recruiters discuss significant upsides to teaming, and the downsides to avoid.