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Eaton Vance Corp has hired Bob Cunha as Managing Director of Marketing and Distribution Strategy, responsible for leading Eaton Vance's marketing efforts across all distribution channels, including the company's brand positioning and media relations efforts.
April 16 -
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The TCW Group is readying an emerging markets fund to add to its short list of emerging markets funds.
April 16 -
Securities and Exchange Commission commissioners and panelists at a roundtable Tuesday wrestled with how to improve the transparency of municipal bond trading and prices, particularly for retail investors.
April 16 -
The Nationwide Fund (NWFAX) is firing two sub-advisors and hiring another one to take their place.
April 16 -
Aristotle Capital Management is adding to its client service and marketing team. Catalina Llinás joins the firm as a managing director on the team.
April 16 -
Hundreds of small regionals and community banks account for about half the bank channel advisors. The other half lives at one of the top 10 banks (with the top two accounting for the majority.) Here is a countdown of the 10 biggest players in the bank channel this year, based on the total number of bank advisors.
April 16 -
An enforcement action from the Securities & Exchange Commission is a timely reminder to advisors to disclose any financial benefits their firm may receive from the broker-dealer it recommends to clients.
April 16 -
Community Capital Management is expanding its northeastern presence with a new hire and a new office.
April 16 -
Montpelier, VT-based Sentinel Investments has liquidated its Sentinel Mid Cap II (SYVCX) Fund and transferred all of the funds assets into the Sentinel Mid Cap Fund (SNTNX), effective April 12.
April 16
