Portfolio

The shake up could strand investors with hard-to-trade securities.

Bill Hamm’s Independent Financial Partners has grown more than fivefold in 10 years with the No. 1 IBD.

Advisors should conduct a comprehensive suitability analysis before initiating 1035 exchanges.

Research firm Spectrem Group tracked new highs in 2017 across the mass affluent, millionaire and UHNW segments.

The WiseBanyan platform currently has $153 million in assets under management and 32,000 clients.

Candidates need to demonstrate how they have improved their firm's marketing, technology or operations.

It pays to review the differences between traditional and Roth IRAs.

Many advisors feel like they don't have a compelling personal story, but they probably do — they just have to discover it.

Chances are, you’ve never used it — or even noticed it.

Audit rates are dropping, but there are still triggers that taxpayers can avoid to further reduce their risk.