Industry

The advisor is the latest to join the high-end wealth manager.

The moves come as the employee-owned firm posted record revenues.

About 40% of clients will be Gen X-ers and millennials in five years — and the industry is facing a succession problem. Kate Healy, managing director of GenNext at TD Ameritrade Institutional, discusses how RIAs can prepare for the future.

At least 14 executives have accepted posts this year leading wealth management and related investment services groups at several financial institutions, including HSBC, PNC Bank and Wilmington Trust. Find out who they are and what their new roles entail.

The firm’s investment in Beacon Platform will be used to deliver quantitative research tools to its 240 portfolio managers globally.

The investment bank agreed to buy Business Bancshares in St. Louis.

Kwame Brown has played for teams such as the Los Angeles Lakers and Washington Wizards.

Success in financial planning comes down to just three things, says our contributor in his final column. Goal setting is just one.

When the CFP Board surveyed members on the stark lack of diversity in the profession, opinions on the root causes of the problem were split along racial lines.

Scheduling freedom allows for more time with the kids, say those in the industry.