Industry

The regional broker-dealer has added at least 19 advisers from wirehouse firms so far in 2017.

The new recruits are the latest to join the regional firm from Wells Fargo.

The firm also granted its new chief stock options worth $4.8 million following a debt refinancing.

Does the advisory industry need yet another risk assessment tool?

Over 50 advisers have now joined the independent firm, which is affiliated with Raymond James.

Chris Harvey will oversee 420 advisers managing $110 billion in total client assets.

Planning is particularly complicated when accounting for stepparents and stepsiblings.

Sometimes they are bigoted. Others are rude. And some just aren’t a good match.

The regional firm has added at least 17 ex-wirehouse advisers in the first three months of the year.

Tim Sloan, who rose to CEO in October, received $12.83 million, up from the $11 million he got as COO for 2015, according to a regulatory filing.