Industry

'Let's put this behind us,' a group of Cetera planners told the RCS Capital home office in the wake of allegations against founder Schorsch.

Many advisors miss the old culture at their firms. What exactly are they longing for?

But while quarterly earnings at the company's wealth management unit dropped 7% from the previous quarter, they were up 30% year-over-year.

A wealth manager with 30 years of experience left Citigroup Global Markets to join the year-old Lebenthal Wealth Advisors as a producing branch manager.

Two advisors left Barclays to join regional bank First Republic.

The top regulator of mutual funds, private equity and hedge funds at the U.S. Securities and Exchange Commission will step down later this month.

The seven-member group left Morgan Stanley to join Wells Fargo.

Raymond James lured away a Morgan Stanley advisor managing more than $85 million in client assets.

Client assets top $2 trillion, although representative head count is down 2.3% on the year.

Seth Barnes was promoted to oversee 10 branch offices at the wirehouse.