Portfolio

It's more common for teams to seek partial independence through affiliation when they leave wirehouses, but Roy and David Gutierrez took around a decade to go all the way. Here's what advisors can learn from their approach.

Despite investors' anxieties, financial professionals rarely see political contests as reasons for big changes in portfolio strategies.

Taking the prize in annual installments over 29 years, rather than all upfront, dramatically increases the windfall. Lottery victors with seven-figure winnings can also reduce their tax bill.

Cannabis, health care, energy, technology and other equities could swing immediately after the Congressional elections, depending on the outcome.

DFD Partners offers its tech amid calls for greater disclosure of demographics and more access to portfolio allocations for historically excluded groups.

Leaving the nest has always been difficult for both parents and young adults, but some key lessons can help make the transition easier.

New research from Schwab Retirement Plan Services reveals how Gen Z and millennials are approaching their retirement planning — with personalized advice and even cryptocurrency investing.

UBS is growing its advisor headcount in the U.S., but it lost four advisors today and five last week to rival firms. The Wells team is a breakaway half from a powerhouse UHNW group that split in the move.

Although planners may not have fiduciary duty to protect older clients, many see it as an ethical obligation.

An anxious father with a disabled child considers the unthinkable: Withdrawing his entire retirement plan.