Practice

The advisor used the money on cars and gambling in the latest Ponzi-like scheme, investigators say.

Advisors can protect their clients' retirement savings by allocating their assets across equities, fixed income and cash.

The hurricane poses staffing and data challenges on firms with large facilities in its path.

The advisor was accused of stealing more than $1 million from his clients to pay for golf course fees, tanning salons and other personal expenses.

Actually, there’s a third answer, says planner Victoria Konrad.

One of the new hires cited the regional firm's financial planning expertise as a reason he made the move.

Don't let momentum for an asset class in either direction overtake logic.

Between taxes and penalties on early withdrawals, many clients will only be getting 65 cents for every dollar they take out.

For many, walking away from their firm is ‘like selling their baby.’

Chairman Jay Clayton and OCIE's director provided advisors with hints on the regulator’s methods.